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Mark Joseph Albian

LPl Financial LLC

Lisle, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

4225 Naperville Rd Ste 225, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Lisle IL 08/1983 07/2021
Various Insurance Carriers For W & R Insurance Agencies Downers Grove IL 11/1983 07/2021
Prism Mortgage Northbrook IL 03/2011 07/2021
Emrj, Llc Lisle IL 04/2020 07/2021
Lpl Financial Llc Lisle IL 07/2021 Present
  • 08/1983 → 07/2021
    Waddell & Reed, Inc.
    Lisle, IL
  • 11/1983 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Downers Grove, IL
  • 03/2011 → 07/2021
    Prism Mortgage
    Northbrook, IL
  • 04/2020 → 07/2021
    Emrj, Llc
    Lisle, IL
  • 07/2021 → Present
    Lisle, IL
Previous Registrations
  • 1998-10-22 → 2021-07-21
    Waddell & Reed
    Westmont, IL
    Lisle, IL
    Savage, MN
    Lisle, IL
Other Businesses

1. 4/2020/EMRJ, LLC/Real Estate Rental/Investment Related/Lisle, IL/0 HRS/MO 2. 07/2021/Mark Albian/Non-Variable Insurance/Investment Related/Great Lakes East, IL/0 HRS/MO 3. 3/14/2023 - Mark J. Albian, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 01/14/2023 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-22
S63 Uniform Securities Agent State Law Examination 1991-11-27
  • S65 Uniform Investment Adviser Law Examination
    1998-09-22
  • S63 Uniform Securities Agent State Law Examination
    1991-11-27
Other Names
  • Mark Albian

View on SEC IAPD

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