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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-03 |
Branch Locations
614 Capital Of Texas Highway, Austin, TX 78746 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffin Financial Group | Austin | TX | 11/1989 | Present |
| Sii Investments | Austin | TX | 01/2012 | 01/2018 |
| Kestra Investment Services | Austin | TX | 01/2018 | Present |
| Kestra Advisory Services Llc | Austin | TX | 01/2018 | Present |
Business Name: borgelt-griffin llc Investment Related: Yes Address: 614 capital of texas highway austin TX 78746 Nature of Business: Real Estate Position, Title or Relationship: general partner 50% owner Start Date: 12/16/1996 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: property managementBusiness Name: kestra advisory services,llc Investment Related: Yes Address: 5707 southwest parkway building 2, suite 400 austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: iar Start Date: 1/4/2018 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: investment adviroryBusiness Name: equity builders dba griffin financial group Investment Related: No Address: 614 capital of texas highway austin TX 78746 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: owner-president Start Date: 11/1/1989 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: all duties of the owner-president
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-02 |
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