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Stephen John Kelly

Harbor Investment Advisory, LLC

Lutherville, MD

Lutherville, MD

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Current Employers
Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2010-01-22
  • MD RA
    APPROVED
    Since 2010-01-22

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • USA

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Investment Advisory, Llc Baltimore MD 03/2012 Present
Previous Registrations
  • 2003-01-17 → 2010-01-29
    Credit Suisse Securities (Usa) Llc
    West Conshohocken, PA
    Baltimore, MD
    Baltimore, MD
  • 2001-12-05 → 2003-01-17
    Pershing Llc
    Baltimore, MD
Other Businesses

ARBOR DOG FOUNDATION; NOT INVESTMENT RELATED; BOARD OF DIRECTORS; SEPTEMBER 1, 2017; SEMIANNUALLY 4-6 HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-24
S63 Uniform Securities Agent State Law Examination 1983-07-27
  • S65 Uniform Investment Adviser Law Examination
    1996-12-24
  • S63 Uniform Securities Agent State Law Examination
    1983-07-27
Other Names
  • Stephen John Kelly

View on SEC IAPD

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Other Offices

BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
MORGAN STANLEY · Lutherville, MD
SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD
KESTRA ADVISORY SERVICES, LLC · Lutherville, MD
KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
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