Bonnie Sue Wusz

Employer firm

Bw & Associates, Inc. CRD 116471

$693M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1989 → Present
  Bw & Associates Inc
  Orange, CA
• 01/2002 → 11/2017
  Girard Securities, Inc.
  Orange, CA
• 11/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2009-06-12 → 2015-09-23
  Girard Securities, Inc.
  Orange, CA
  San Diego, CA
• 2012-06-29 → 2015-05-19
  Sb Wealth
  San Clemente, CA

Other Businesses

1) BONNIE WUSZ & ASSOCIATES, INC./100% OWNER/100% TIME SPENT/BW & ASSOCIATES, INC IS OWNED BY WUSZ FAMILY TRUST/FINANCIAL ADVISOR 2)1.NAME OF OTHER BUSINESS: BW & ASSOCIATES, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 11/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2021 APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG-TERM CARE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-25
• S63 Uniform Securities Agent State Law Examination
  1983-06-22

Designations

• Certified Financial Planner

Other Names

• Bonnie Sue Aves