Thomas William Brucia

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2016 → Present
  Long Island Branch Llc; Dba Affiliated Wealth Advisors
  Woodbury, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-04-27 → 2010-01-11
  Lpl Financial Llc
  Woodbury, NY
  Woodbury, NY

Other Businesses

1. POSITION AS A REGISTERED SALES ASSISTANT IN THE PRACTICE OF MARILYN STEFANS STEFANS ASSOCIATES INC / WALNUT STREET SECURITIES 40HRS/WEEKDAYS FROM BUSINESS ADDRESS SINCE 10/2010. 2. MUSICAL DIRECTOR OF A WOMEN'S CHORUS IN THE SWEET ADELINES INTERNATIONAL ORGANIZATION 370 VANDERBILT MOTOR PARKWAY, HAUPPAUGE, NY 11788, 7 EVENING/WEEKEND HOURS 7/12. 3. NAME OF OTHER BUSINESS: STEFAN ASSOCIATES INC, DBA SUMMIT TAX ADVISORS; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNT AND TAX PREPARATION SERVICES; START DATE: 09/14/2016; POSITION/TITLE/RELATIONSHIP: PREPARATION SERVICES; APX NUMBER OF HOURS PER WEEK: 5 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX PREP SERVICES. 4. NAME OF OTHER BUSINESS: LONG ISLAND BRANCH LLC; DBA AFFILIATED WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS MANAGEMENT; START DATE: 11/01/2016; POSITION/TITLE/RELATIONSHIP: ADMIN/MARKETING SUPPORT; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: SUPPORT PARTNER IN ADMINISTRATION AND MARKETING. 5. NAME OF OTHER BUSINESS: NOTARY PUBLIC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 1984; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC DUTIES AND RESPONSIBILITIES; 6. NAME OF OTHER BUSINESS: SUMMIT ADVISORS OF LONG ISLAND DBA WEALTH ADVISORY ASSOCIATES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR ACTIVITIES ; 7. NAME OF OTHER BUSINESS: THE STEFANS GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS MARKETING; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR BRANDING AND MARKETING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-09
• S63 Uniform Securities Agent State Law Examination
  1985-06-10

Designations

Other Names

• Jim Brucia