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Employer firm

Highpoint Planning Partners CRD 316636

$4.78B regulatory AUM 1,090 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-02
  • IL RA
    APPROVED
    Since 2021-11-02

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

395 William Latham Sr Drive, Bourbonnais, IL 60914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Level Four Advisory Services Manteno IL 12/2015 03/2021
Lpl Financial, Llc Bourbonnais IL 12/2015 Present
Highpoint Advisor Group Bourbonnais IL 03/2021 Present
  • 12/2015 → 03/2021
    Manteno, IL
  • 12/2015 → Present
    Lpl Financial, Llc
    Bourbonnais, IL
  • 03/2021 → Present
    Highpoint Advisor Group
    Bourbonnais, IL
Previous Registrations
Other Businesses

1) 2016-12-28 - TME Investments LLC - Real Estate Rental - Y - 43 N. Main St., Manteno, IL. 60950 - 2016-12-27 - 1hrs/mth - 1hrs/mth during trading 2) 2021-04-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - High Point Advisor Group - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2021-03-25 - 40hrs/mth - 40hrs/mth during trading 3) 2022-10-14 - The PenFacs Group - Non-Variable Insurance - Y - at reported business location(s) - 2022-09-20 - 2hrs/mth - 2hrs/mth during trading 4) 2023-04-11 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - SA Piggush - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-04-05 - 160hrs/mth - 160hrs/mth during trading 5) 2026-05-11 - Poolside Retreat LLC - Real Estate Rental - Y - Bourbonnais IL - 2026-05-06 - 1hrs/mth - 1hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
  • S66 Uniform Combined State Law Examination
    2007-01-31

View on SEC IAPD

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