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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-02 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
395 William Latham Sr Drive, Bourbonnais, IL 60914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Level Four Advisory Services | Manteno | IL | 12/2015 | 03/2021 |
| Lpl Financial, Llc | Bourbonnais | IL | 12/2015 | Present |
| Highpoint Advisor Group | Bourbonnais | IL | 03/2021 | Present |
1) 2016-12-28 - TME Investments LLC - Real Estate Rental - Y - 43 N. Main St., Manteno, IL. 60950 - 2016-12-27 - 1hrs/mth - 1hrs/mth during trading 2) 2021-04-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - High Point Advisor Group - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2021-03-25 - 40hrs/mth - 40hrs/mth during trading 3) 2022-10-14 - The PenFacs Group - Non-Variable Insurance - Y - at reported business location(s) - 2022-09-20 - 2hrs/mth - 2hrs/mth during trading 4) 2023-04-11 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - SA Piggush - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-04-05 - 160hrs/mth - 160hrs/mth during trading 5) 2026-05-11 - Poolside Retreat LLC - Real Estate Rental - Y - Bourbonnais IL - 2026-05-06 - 1hrs/mth - 1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-31 |
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