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Ellen Cora Dubuque

Rossi Dubuque Breckenridge, LLC

Plymouth, MN

CRD 1140494

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Employer firm

Rossi Dubuque Breckenridge, LLC CRD 155284

154 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Rossi Dubuque Breckenridge, Llc

3033 Campus Drive Suite N147, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

3033 Campus Drive Suite N147, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rossi Dubuque Breckenridge, Llc Minneapolis MN 01/2011 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-03
  • S63 Uniform Securities Agent State Law Examination
    1983-08-03
Designations
  • Certified Financial Planner
Other Names
  • Ellen C Miller

View on SEC IAPD

Nearby Firms

CS PLANNING CORP
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ADVISORY SOLUTIONS GROUP

Nearby Investors

JACQUIE Kathleen LEMARR
Ronald Dean Moore
JUSTIN AARON HART

Nearby Offices

CS PLANNING CORP · PORTLAND, OR
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · PORTLAND, OR
ADVISORY SOLUTIONS GROUP · PORTLAND, OR

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