Norman Jack Nuismer

CRD 1140274

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Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2006-01-03

TN RA
APPROVED

Since 2006-01-03

Branch Locations

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wiley Bros Aintree Capital Llc	Nashville	TN	01/2006	Present

01/2006 → Present

Wiley Bros Aintree Capital Llc

Nashville, TN

Previous Registrations

2004-03-25 → 2006-01-09

Raymond James Financial Services, Inc.

Nashville, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-18
S63	Uniform Securities Agent State Law Examination	1983-10-03

S65 Uniform Investment Adviser Law Examination

2006-05-18
S63 Uniform Securities Agent State Law Examination

1983-10-03

View on SEC IAPD

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