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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-06-29
  • PA RA
    APPROVED
    Since 2012-06-29

Branch Locations

655 Business Center Drive Floor 1 And 2, Horsham, PA 19044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 03/2012 Present
  • 03/2012 → Present
    Pnc Investments
    Pittsburgh, PA
Other Businesses

1)1982 / Co-owner / David Massey & Spouse Sandra Massey / Not investment related / Zero hours during trading // 2)Rental Property- 301 e 63rd st unit 14 H NY Ny 10065--partner with my spouse--Approx 1 hr/ month maximum--Never during trading hours --My duties are to accept rent and review bills and financials 3) 10/02/2024 / Rental - 115 N Washington Ave Aargate NJ 08402 unit 2 / Investment related / Zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-28
S63 Uniform Securities Agent State Law Examination 1997-02-18
  • S65 Uniform Investment Adviser Law Examination
    2012-06-28
  • S63 Uniform Securities Agent State Law Examination
    1997-02-18

View on SEC IAPD

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