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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| CA | RA | APPROVED | 2015-02-26 |
Branch Locations
Coupeville, WA • United States
301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Los Angeles | CA | 02/2015 | 05/2022 |
| Raymond James & Associates, Inc | Pasadena | CA | 05/2022 | Present |
LAS TORRES, INC. / 944 S. GRATTAN ST. LOS ANGELES, CA 90015 / FOUNDATION/ REAL ESTATE / OPERATES 141 UNIT FEDERALY SUBSIDIZED (HUD, SECTION 8) LOW INCOME HOUSING PROJECT / MEMBER OF BOARD OF DIRECTORS / ATTEND BOAD MEETINGS, VOTE ON MATTERS BEFORE THE BOARD / START DATE 08/02/2004.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-29 |
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