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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-24 |
| AK | RA | APPROVED | 2025-06-02 |
| SC | RA | APPROVED | 2024-07-16 |
| MN | RA | APPROVED | 2022-10-14 |
| WA | RA | APPROVED | 2022-10-14 |
| KS | RA | APPROVED | 2022-03-11 |
| TX | RA | APPROVED_RES | 2021-08-10 |
| NV | RA | APPROVED | 2021-06-09 |
| OR | RA | APPROVED | 2019-07-30 |
| CA | RA | APPROVED | 2017-04-25 |
| AZ | RA | APPROVED | 2012-04-10 |
| CO | RA | APPROVED | 2012-04-10 |
Branch Locations
7373 E. Doubletree Ranch Rd Suite B-155, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| General American | Phoenix | AZ | 04/1985 | Present |
| Guardian Life Insurance Company | Phoenix | AZ | 06/1992 | Present |
| Park Avenue Securities Llc | Phoenix | AZ | 05/1999 | Present |
1. Kirshner & Klarfeld Financial Group Kirshner & Klarfeld Financial Group is an insurance and financial services firm. We help clients implement life, disability and long term care insurance Start: 06/01/2004 Address: 7373 E Doubletree Ranch Rd. Suite B-155, Scottsdale, AZ 85258 50 bus hrs per month Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-04-25 |
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