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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-12-09 |
| TX | RA | APPROVED | 2018-11-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Sequim | WA | 06/2015 | 11/2018 |
| Summit Financial Group Inc | Sequim | WA | 06/2015 | 11/2018 |
| Lpl Financial, Llc | Sequim | WA | 11/2018 | Present |
1. 11/09/2018 - ANDREW WATKINS/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 1%/ SEQUIM, WA 2. 09/27/2019 - Andrew Watkins & Associates, Inc. - Investment related - At Reported Business Location(s) - Real Estate Rental - start date:07/20/1999 - 0 hrs/mo - 0 hrs during trading. 3. 12/31/2024 - Andrew Watkins & Associates, Inc. - Not Investment related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:07/06/1992 - 2 hrs/mo - 2 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-05 |
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