Best Investors Account Sign in
Inactive

Peter Edward Haglin

Companion Portfolio Management

Sequim, WA

CRD 2622536

Claim This Profile
Employer firm

Companion Portfolio Management CRD 155897

$44.9M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Companion Portfolio Management

224 West Washington St. Suite 106, Sequim, WA 98382 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-02-23
  • WA RA
    APPROVED
    Since 2011-02-23

Branch Locations

224 West Washington St. #201, Sequim, WA 98382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Companion Portfolio Management, Inc. Sequim WA 12/2010 Present
  • 12/2010 → Present
    Companion Portfolio Management, Inc.
    Sequim, WA
Previous Registrations
  • 2009-06-01 → 2011-01-05
    Morgan Stanley
    Sequim, WA
    Seattle, WA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Sequim, WA
  • 2004-08-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sequim, WA
  • 1999-05-03 → 2004-09-10
    Ubs Financial Services Inc.
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-02
S63 Uniform Securities Agent State Law Examination 1995-07-19
  • S65 Uniform Investment Adviser Law Examination
    1995-08-02
  • S63 Uniform Securities Agent State Law Examination
    1995-07-19
Other Names
  • Peter Haglin

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
CREATIVE RETIREMENT PLANNING, INC.
EDWARD JONES

Nearby Investors

JONATHAN ARTHUR JACK
DAVID RAY NUTE
Philip L Trowbridge

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Sequim, WA
CREATIVE RETIREMENT PLANNING, INC. · SEQUIM, WA
COMPANION PORTFOLIO MANAGEMENT · SEQUIM, WA

More in Sequim, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor