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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-01-14
  • TX RA
    APPROVED
    Since 2005-01-14

Branch Locations

1845 Precinct Line Rd Suite 101, Hurst, TX 76054 • United States

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Dallas TX 04/2000 Present
  • 04/2000 → Present
    Prospera Financial Services
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-06
  • S63 Uniform Securities Agent State Law Examination
    1983-07-06

View on SEC IAPD

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