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Martin Ellerbe Ferrara

Raymond James & Associates, Inc.

Augusta, GA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-29
GA RA APPROVED 2021-03-22
  • TX RA
    APPROVED
    Since 2022-03-29
  • GA RA
    APPROVED
    Since 2021-03-22

Branch Locations

1325 Greene Street, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Augusta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Augusta GA 11/2016 03/2021
Raymond James & Associates, Inc Augusta GA 03/2021 Present
Previous Registrations
  • 2008-08-20 → 2021-03-25
    Wells Fargo Clearing Services, Llc
    Augusta, GA
    North Augusta, SC
    Savannah, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Augusta, GA
    Augusta, GA
    Atlanta, GA
    Atlanta, GA
  • 2003-02-11 → 2008-08-12
    Morgan Keegan & Company, Llc
    Augusta, GA
    Augusta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1999-03-31
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-03-31
Other Names
  • Martin Ellerbe Ferrara

View on SEC IAPD

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WYNN CAPITAL
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

LISA ROGERS BOONE
James Philip Helton
DAVID THOMAS CURLEY
Justin Thomas Preissler
James Baker McGee
JAMES FLEMING NORVELL
JOHN WALTER PHELAN
JAMES WERNER LEIBACH

Other Offices

SYNOVUS SECURITIES, INC. · AUGUSTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA
ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA
RBC CAPITAL MARKETS, LLC · Augusta, GA
CHOREO, LLC · AUGUSTA, GA
WYNN CAPITAL · AUGUSTA, GA
MORGAN STANLEY · Augusta, GA
WELLS FARGO CLEARING SERVICES, LLC · AUGUSTA, GA

More in Augusta, GA

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