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Martin Ellerbe Ferrara

Raymond James & Associates, Inc.

Augusta, GA

CRD 1139273

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-29
GA RA APPROVED 2021-03-22
  • TX RA
    APPROVED
    Since 2022-03-29
  • GA RA
    APPROVED
    Since 2021-03-22

Branch Locations

1325 Greene Street, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Augusta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Augusta GA 11/2016 03/2021
Raymond James & Associates, Inc Augusta GA 03/2021 Present
Previous Registrations
  • 2008-08-20 → 2021-03-25
    Wells Fargo Clearing Services, Llc
    Augusta, GA
    North Augusta, SC
    Savannah, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Augusta, GA
    Augusta, GA
    Atlanta, GA
    Atlanta, GA
  • 2003-02-11 → 2008-08-12
    Morgan Keegan & Company, Llc
    Augusta, GA
    Augusta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1999-03-31
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-03-31
Other Names
  • Martin Ellerbe Ferrara

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
ANDREWS INVESTMENT MANAGEMENT

Nearby Investors

LISA ROGERS BOONE
James Philip Helton
DAVID THOMAS CURLEY

Nearby Offices

SYNOVUS SECURITIES, INC. · AUGUSTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA
ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA

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