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Sam Bartolai

Ubs Financial Services Inc.

Barrington, IL

Barrington, IL

Palatine, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-06
IL RA APPROVED 1998-05-21
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • IL RA
    APPROVED
    Since 1998-05-21

Branch Locations

303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States

257 East Main Street, Barrington, IL 60010 • United States

Palatine, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Barrington IL 03/1998 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-20
S63 Uniform Securities Agent State Law Examination 1987-03-02
  • S65 Uniform Investment Adviser Law Examination
    1998-01-20
  • S63 Uniform Securities Agent State Law Examination
    1987-03-02

View on SEC IAPD

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Other Investors

GARLAND BRENT KIZER
FRANCESCO PAUL VITALE
PAUL JOSEPH DONATO
PETER ANTHONY BALISTRERI
John Geoffrey Ferguson
ANTHONY JOSEPH BALDASSANO
BRAD ALLAN HERMAN
DANIEL PAUL FELDSTEIN

Other Offices

MERIT FINANCIAL ADVISORS · Barrington, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Barrington, IL
PATRICK M. SWEENEY & ASSOCIATES, INC · Barrington, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Barrington, IL
LPL FINANCIAL LLC · BARRINGTON, IL
CARTER FINANCIAL GROUP, INC. · BARRINGTON, IL
EDWARD JONES · BARRINGTON, IL
TORANA GROUP LLC · BARRINGTON, IL

More in Barrington, IL

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