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Kevin Anthony Butler

Morgan Stanley

Norwell, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-12
  • TX RA
    APPROVED_RES
    Since 2020-05-12

Branch Locations

141 Longwater Drive Suite 102, Norwell, MA 02061 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Hingham MA 07/1993 Present
Morgan Stanley Smith Barney Hingham MA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Citigroup Global Markets Inc.
    Hingham, MA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Hingham, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-21
S63 Uniform Securities Agent State Law Examination 1983-08-03
  • S65 Uniform Investment Adviser Law Examination
    1992-07-21
  • S63 Uniform Securities Agent State Law Examination
    1983-08-03
Designations

View on SEC IAPD

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