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Leo V Connolly

Edward Jones

Randolph, VT

Teaticket, MA

CRD 1138454

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-09
VT RA APPROVED 2006-10-23
  • MA RA
    APPROVED
    Since 2024-05-09
  • VT RA
    APPROVED
    Since 2006-10-23

Branch Locations

47 Vermont Route 66, Randolph, VT 05060 • United States

Teaticket, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-30
S63 Uniform Securities Agent State Law Examination 1986-09-05
  • S65 Uniform Investment Adviser Law Examination
    2006-08-30
  • S63 Uniform Securities Agent State Law Examination
    1986-09-05
Other Names
  • Leo V Connolly
  • Leo Vincent Connolly
  • Leo Connolly
  • Leo Vincent Connolly

View on SEC IAPD

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Nearby Offices

EDWARD JONES · RANDOLPH, VT
LPL FINANCIAL LLC · NORTHFIELD, VT
EDWARD JONES · BARRE, VT

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