John Francis Fricke

Current Employers

Employment History

• 11/2003 → Present
  Northeast Planning Associates, Inc.
  Northfield, VT
• 07/2007 → Present
  Lpl Financial, Llc
  Northfield, VT

Previous Registrations

• 2004-02-27 → 2004-11-19
  Mutual Service Corporation
  Northfield, VT
• 1994-11-03 → 2003-11-13
  Veravest Investment Advisors, Inc.
  Northfield, VT

Other Businesses

1. 7/18/2007 - Northeast Planning Associates Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/16/2007 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - RIA provides financial planning for a fixed and/or hourly fee. 3. 8/13/2008 - FRICKE VACATION RENTAL - Investment Related - Woodbury, VT - Real Estate Rental - 1% OF TIME - OWNER OF A RENTAL PROPERTY WITH WIFE. 4. 8/28/2017 - Fricke Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/14/2017 - 60 Hours Per Month During Securities Trading. 5. 10/02/2017 - Fricke Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 08/01/2017 - 160 hours per month during securities trading. 6. 09/13/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 01/01/2010 - 0 Hours Per Month/0 Hours During Securities Trading - Notary.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-01-05

Designations