Steven Martin Ruderman

Employer firm

Neal Financial Group, L.p. CRD 124112

10 advisory clients

Reported services (Item 5G)

• Financial planning
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Neal Financial Group Lp
  Houston, TX
• 09/2009 → Present
  Lpl Financial, Llc
  Houston, TX

Previous Registrations

• 2009-09-08 → 2024-12-31
  Lpl Financial Llc
  Tomball, TX
• 2000-03-29 → 2009-09-11
  Osaic Fa, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1. 09/08/2009 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELL FIXED LIFE INSURANCE AND ANNUITIES - 10% TIME SPENT. 2. 09/08/2009 - NO BUSINESS NAME - FINRA ABITRATOR - INV REL - AT REPORTED BUSINESS LOCATION - 1% TIME SPENT. 3. 2/8/2010 - Ruderman Financial Group - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 4. 2/8/2010 - Neal Financial Group, L.P. - Registered Investment Advisor DBA - (FP) Neal Financial Group, L.P. - INV REL - AT REPORTED BUSINESS LOCATION - IAR of Neal Financial Group, LP.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-07-19

Designations

• Certified Financial Planner