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19710 Fm 2920 Rd, Tomball, TX 77377 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neal Financial Group Lp | Houston | TX | 09/2009 | Present |
| Lpl Financial, Llc | Houston | TX | 09/2009 | Present |
1. 09/08/2009 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELL FIXED LIFE INSURANCE AND ANNUITIES - 10% TIME SPENT. 2. 09/08/2009 - NO BUSINESS NAME - FINRA ABITRATOR - INV REL - AT REPORTED BUSINESS LOCATION - 1% TIME SPENT. 3. 2/8/2010 - Ruderman Financial Group - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 4. 2/8/2010 - Neal Financial Group, L.P. - Registered Investment Advisor DBA - (FP) Neal Financial Group, L.P. - INV REL - AT REPORTED BUSINESS LOCATION - IAR of Neal Financial Group, LP.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-19 |
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