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Current Employers
Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-23
  • TX RA
    APPROVED
    Since 2014-07-23

Branch Locations

18230 North Eldridge Parkway, Tomball, TX 77377 • United States

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-06-18
  • TX RA
    APPROVED
    Since 2004-06-18

Branch Locations

18230 N. Eldridge Pkwy, Tomball, TX 77377-8014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tomball TX 05/2004 Present
Symphony Financial, Ltd. Co. Houston TX 07/2014 Present
Previous Registrations
  • 1983-10-21 → 2004-06-02
    Ws Griffith Securities, Inc.
    Houston, TX
Other Businesses

1. 11/10/2009 - THE GREENSAGE GROUP - Not Investment Related - At Reported Business Location(s) - DBA for Non-Variable Insurance sales and IAR and BD activities - Time Spent 100%. 2. 10/5/2010 - Dennis R. Greensage, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 100%. 3. 6/14/2017 - Port Mansfield LLC - Not Investment Related - Location: N/A - Business Entity For Tax/Investment Purposes Only - Started 06/30/2005 - 0 Hours Per Month. 4. 6/14/2017 - Elridge Properties - Not Investment Related - 18230 Eldridge Parkway, Tomball, Texas 77377 - Business Entity For Tax/Investment Purposes Only - Started 05/30/2011 - 0 Hours Per Month. 5. 6/30/2017 - DRG 1948 LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/23/2017 - 0 Hours Per Month. 6. 01/26/2024 - The Greensage Group - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/1/2022 - 160 Hrs/Mo; 120 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-10-22
  • S63 Uniform Securities Agent State Law Examination
    1982-10-22

View on SEC IAPD

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