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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
IL RA APPROVED 2009-01-06
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • IL RA
    APPROVED
    Since 2009-01-06

Branch Locations

7420 West College Drive Suite 200, Palos Heights, IL 60463 • United States

Palos Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Palos Heights IL 01/2009 Present
City National Bank Palos Heights IL 07/2019 Present
  • 01/2009 → Present
    Palos Heights, IL
  • 07/2019 → Present
    City National Bank
    Palos Heights, IL
Previous Registrations
Other Businesses

WOMEN EMPLOYED; ADDRESS: 65 EAST WACKER PLACE CHICAGO, IL 60601; BUSINESS DESCRIPTION: NOT FOR PROFIT WOMEN ADVOCACY - TO IMPROVE THE ECONOMIC STATUS OF WOMEN AND REMOVE BARRIERS; NOT INVESTMENT RELATED; START DATE: 11/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: DEVELOP FUND RAISING STRATEGIES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-16
S63 Uniform Securities Agent State Law Examination 1986-09-10
  • S65 Uniform Investment Adviser Law Examination
    1995-01-16
  • S63 Uniform Securities Agent State Law Examination
    1986-09-10
Other Names
  • Terri Kibort
  • Terri Soppet
  • Terri Rose Soppet
  • Teresa Kilbort
  • Teresa Kibort Soppet

View on SEC IAPD

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