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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-10-04 |
Branch Locations
83 East Ave Ste 105, Norwalk, CT 06851 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 01/1997 | 10/2023 |
| Advanced Resources, Llp | Norwalk | CT | 01/1998 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 10/2023 |
| Lpl Financial Llc | Norwalk | CT | 10/2023 | Present |
1) 09/13/2023 - Advanced Resources, LLP - Office for registered reps - ct 06851 - Investment related - 3 Hours per month - Start date: 01/01/2000.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-09 |
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