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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-08-24
  • OH RA
    APPROVED
    Since 2009-08-24

Branch Locations

25117 Detroit Road Building #210, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group San Diego CA 08/2009 Present
  • 08/2009 → Present
    Independent Financial Group
    San Diego, CA
Previous Registrations
  • 2006-02-28 → 2009-08-21
    Waterstone Financial Group, Inc.
    Westlake, OH
Other Businesses

(1) INVESTMENT PLANNING GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2009 ADDRESS: 25117 Detroit Road, Building #210, Westlake OH 44145, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING SECURITIES BUSINESS. (2) NOTARY POSITION: Notary State of Ohio NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2010 ADDRESS: 25117 Detroit Road, Building #210, Westlake OH 44145, United States DESCRIPTION: OH NOTARY PUBLIC PROVIDING NOTARY SERVICES (3) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1981 ADDRESS: 25117 Detroit Road, Building #210, Westlake OH 44145, United States DESCRIPTION: OH INSURANCE AGENT OFFERING SALES OF VARIOUS TYPES OF INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-26
  • S66 Uniform Combined State Law Examination
    2002-02-26
Designations
Other Names
  • Chris Divito

View on SEC IAPD

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