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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-08-24 |
Branch Locations
25117 Detroit Road Building #210, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | San Diego | CA | 08/2009 | Present |
(1) INVESTMENT PLANNING GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2009 ADDRESS: 25117 Detroit Road, Building #210, Westlake OH 44145, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING SECURITIES BUSINESS. (2) NOTARY POSITION: Notary State of Ohio NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2010 ADDRESS: 25117 Detroit Road, Building #210, Westlake OH 44145, United States DESCRIPTION: OH NOTARY PUBLIC PROVIDING NOTARY SERVICES (3) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1981 ADDRESS: 25117 Detroit Road, Building #210, Westlake OH 44145, United States DESCRIPTION: OH INSURANCE AGENT OFFERING SALES OF VARIOUS TYPES OF INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-26 |
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