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John Hugh Stephens

Rbc Capital Markets, LLC

Greenville, SC

Greer, SC

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
SC RA APPROVED 2009-06-29
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • SC RA
    APPROVED
    Since 2009-06-29

Branch Locations

401 N. Main Street 2Nd Floor, Greenville, SC 29601 • United States

Greer, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Greenville SC 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-15
S63 Uniform Securities Agent State Law Examination 1983-06-24
  • S65 Uniform Investment Adviser Law Examination
    1991-10-15
  • S63 Uniform Securities Agent State Law Examination
    1983-06-24

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
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