Allen John Hegener

Employer firm

Nfsg Corporation CRD 130814

$1.08B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 04/2019
  Stifel Nicolaus & Co Inc
  Sarasota, FL
• 04/2019 → 03/2021
  Kestra Financial, Inc.
  Sarasota, FL
• 05/2021 → 01/2024
  Newbridge Securities Corporation
  Sarasota, FL
• 05/2021 → 01/2024
  Newbridge Financial Services Group Inc.
  Sarasota, FL
• 01/2024 → Present
  Newbridge Financial Services Group Inc.
  Bradenton, FL
• 01/2024 → Present
  Newbridge Securities Corporation
  Bradenton, FL

Previous Registrations

• 2019-06-06 → 2021-03-26
  Kestra Advisory Services, Llc
  Sarasota, FL
  Austin, TX
• 2010-09-15 → 2019-04-18
  Stifel, Nicolaus & Company, Incorporated
  Sarasota, FL
• 2007-02-20 → 2010-09-14
  Robert W. Baird & Co. Incorporated
  Sarasota, FL
• 1994-07-18 → 2007-02-22
  A. G. Edwards & Sons, Inc.
  Sarasota, FL
  Sarasota, FL

Other Businesses

(1) Business Name: Hegener Risk Management Investment Related: Yes Address: Bradenton FL Nature of Business: Registered Rep Activities through New Bridge Securities. Using a DBA name Position, Title or Relationship: President-Hegener Risk Management Start Date: 4/5/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Read 1,000 pages per week and keep up with Market Cycles and Investment Company Earnings and News. Provide Income for clients so that can enjoy life. Portfolio Management and Security Selection. (2) Business Name: Hegener Risk Management (DBA) - Investment Related: Yes - Address: Bradenton FL - Nature of Business: Insurance sales/Insurance Products using a DBA name, - Position, Title or Relationship: President-Hegener Risk Management Start Date: 4/5/2019 Hours per month: 20% per month during trading hours - Duties: Insurance Analysis and sales of Life, Disability and Health Insurance - non securities products.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-22
• S63 Uniform Securities Agent State Law Examination
  1985-06-24

Other Names

• Allen John Hegener