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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 1999-12-08 |
| TX | RA | APPROVED_RES | 1998-01-06 |
Branch Locations
4801 Gaillardia Pkwy 2Nd Floor, Suite 202, Oklahoma City, OK 73142 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. TRUSTEE OF MOHTER'S TRUST-NOT AGENT OF RECORD. 2. HEALTHY LIVING OKC; 11501 North Rockwell Avenue, Oklahoma City, OK 73162; VOLUNTEER TREASURER; START DATE 05/01/2018; APPROX. 1 HOUR/MONTH. 3. BlueCross Blue Shield; 1400 S Boston Tulsa, OK 74119; SALES; START 9/17/2018; APPROX 5 HOURS/MONTH. 4. Putnam City Baptist Church; 11401 N Rockwell Ave, Oklahoma City, OK 73162; COMMITTEE MEMBER; START DATE 09/19/2019; APPROX. 1 HOUR/MONTH. 5. RENTAL PROPERTY; 15251 E WATERLOO RD, ARCADIA, OK 73007; CO-OWNER; START 3/23/2026; 0 HOURS. 6. VARIOUS OUTSIDE INSURANCE SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-09 |
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