Robert Wayne Romeo

Current Employers

Employment History

• 06/2014 → 03/2018
  Tiaa
  Amherst, NY
• 06/2014 → 03/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Amherst, NY
• 09/2013 → 06/2017
  Niagara University
  Lewiston, NY
• 03/2018 → 06/2025
  Cambridge Investment Research, Inc.
  Buffalo, NY
• 03/2018 → 06/2025
  Wealth Advisors Network, Inc.
  Hastings, NE
• 03/2025 → Present
  Massmutual Life Insurance Co
  Buffalo, NY
• 06/2025 → Present
  Mml Investors Services, Llc
  Buffalo, NY

Previous Registrations

• 2018-03-30 → 2025-07-15
  Wealth Advisors Network, Inc.
  Buffalo, NY
• 2014-06-27 → 2018-03-14
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
  Amherst, NY
• 2010-06-14 → 2012-09-08
  Lpl Financial Llc
  Niagara Falls, NY
  Depew, NY
  Orchard Park, NY
  Depew, NY
  Orchard Park, NY
  Fort Mill, SC
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Amherst, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Lockport, NY
• 2006-01-19 → 2010-06-21
  Uvest Financial Services Group, Inc.
  Buffalo, NY
  Buffalo, NY
  Lockport, NY
  Charlotte, NC
  East Amherst, NY
• 2004-11-01 → 2005-12-16
  Banc Of America Investment Services, Inc.
  Buffalo, NY

Other Businesses

1) Name: Robert W. Romeo, Inv Rel: Y Addr: 726 Exchange St, Suite 822, Buffalo NY 14210, Nature: Outside Business Position: Agent, Start: 6/1/2025, No Hr/Mo: 20 No Hr/Mo Dur Trading: 20, Duties: Life, Disability, Equity-fixed life, Long-term care, fixed annuities. 2) Name: Feedmore WNY, Inv Rel: N Addr: 100 James E Casey Drive, Buffalo NY 14206, Nature: Meal delivery/Food Bank, Position: Committee Member, Start: 6/1/2025, No Hr/Mo: 3 No Hr/Mo Dur Trading: 1 Duties: Oversight of financials, retirement plan, investment committee, adhoc. 3) NAME: BS&P CPA, LLC INV REL: Y ADD: 726 Exchange St, Ste 822, Buffalo, NY 14210 NATURE: CPA Firm POSITION: Wealth Management advisor START DATE: 06/27/2025 NO. HR/MO: 37.5 NO. HR/MO DURING SEC TRADING: 30 DESCRIBE DUTIES: Responsible for financial planning, risk management, retirement planning, investment management, business successions planning, and other wealth services to individuals, family's and business

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-29
• S63 Uniform Securities Agent State Law Examination
  1992-09-16

Designations