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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-22
IL RA APPROVED 2021-12-08
  • TX RA
    APPROVED
    Since 2022-03-22
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

2320 Dean Street Suite 202, St. Charles, IL 60175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc St. Charles IL 11/2008 Present
Highpoint Planning Partners Dba Onpath Financial St. Charles IL 10/2013 Present
  • 11/2008 → Present
    Lpl Financial, Llc
    St. Charles, IL
  • 10/2013 → Present
    Highpoint Planning Partners Dba Onpath Financial
    St. Charles, IL
Previous Registrations
  • 2013-11-12 → 2021-12-31
    Highpoint Planning Partners
    St. Charles, IL
    Downers Grove, IL
    St. Charles, IL
  • 2006-10-12 → 2008-12-02
    St Charles, IL
    St. Charles, IL
    St Louis, MO
    Geneva, IL
Other Businesses

1. 11/22/2017 - WEALTHVIEW RETIREMENT SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 5 Hours Per Month / 0 Hours During Trading. 2. 03/29/2022 - No Business Name - Not Investment Related - Charles IL 60174 - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2018 - 1 Hours Per Month/0 Hours During Securities Trading. 3. 02/22/2024 - Keller Peterson Wealth Advisors, LLC - Other - Office Condo - Real Estate Rental - 2320 Dean Street Suite 202, St. Charles, IL 60175 - Start Date 02/08/2024 - 160 Hours Per Month/ During Trading 4. 02/29/2024 - Keller Peterson Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/25/2024 - 160 Hours Per Month/ 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-20
  • S66 Uniform Combined State Law Examination
    2006-09-20
Designations

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