James Dennis Keller

Employer firm

Highpoint Planning Partners CRD 316636

$4.78B regulatory AUM 1,090 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Lpl Financial, Llc
  St. Charles, IL
• 10/2013 → Present
  Highpoint Planning Partners Dba Onpath Financial
  St. Charles, IL

Previous Registrations

• 2013-11-12 → 2021-12-31
  Highpoint Planning Partners
  St. Charles, IL
  Downers Grove, IL
  St. Charles, IL
• 2006-10-12 → 2008-12-02
  Edward Jones
  St Charles, IL
  St. Charles, IL
  St Louis, MO
  Geneva, IL

Other Businesses

1. 11/22/2017 - WEALTHVIEW RETIREMENT SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 5 Hours Per Month / 0 Hours During Trading. 2. 03/29/2022 - No Business Name - Not Investment Related - Charles IL 60174 - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2018 - 1 Hours Per Month/0 Hours During Securities Trading. 3. 02/22/2024 - Keller Peterson Wealth Advisors, LLC - Other - Office Condo - Real Estate Rental - 2320 Dean Street Suite 202, St. Charles, IL 60175 - Start Date 02/08/2024 - 160 Hours Per Month/ During Trading 4. 02/29/2024 - Keller Peterson Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/25/2024 - 160 Hours Per Month/ 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-09-20

Designations

• Certified Financial Planner