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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-22 |
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
2320 Dean Street Suite 202, St. Charles, IL 60175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | St. Charles | IL | 11/2008 | Present |
| Highpoint Planning Partners Dba Onpath Financial | St. Charles | IL | 10/2013 | Present |
1. 11/22/2017 - WEALTHVIEW RETIREMENT SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 5 Hours Per Month / 0 Hours During Trading. 2. 03/29/2022 - No Business Name - Not Investment Related - Charles IL 60174 - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2018 - 1 Hours Per Month/0 Hours During Securities Trading. 3. 02/22/2024 - Keller Peterson Wealth Advisors, LLC - Other - Office Condo - Real Estate Rental - 2320 Dean Street Suite 202, St. Charles, IL 60175 - Start Date 02/08/2024 - 160 Hours Per Month/ During Trading 4. 02/29/2024 - Keller Peterson Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/25/2024 - 160 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-20 |
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