Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Westlake Village | CA | 07/2008 | Present |
| Wells Fargo Advisors Llc | Westlake Village | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, VENTURA, CA, 100% OWNER W/SPOUSE, START; 3/2013, 1 HOUR PER MONTH/0 DURING TRADING, NO DUTIES. RENTAL PROPERTY, INV RELATED, NEWBURY PARK, CA, 100% OWNERSHIP, START 12/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. LITTLE LEAGUE BASEBALL DISTRICT 63, NOT INVT RELATED, VENTURA, CA, UMPIRE, 03/2022, 25 HRS PER MONTH, 0 HRS DURING TRADING, UMPIRE BASEBALL GAMES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-31 |
Reach out to this advisor