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Victoria L Kiehl

Morgan Stanley

Oak Brook, IL

CRD 1131904

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-14
TX RA APPROVED 2023-11-14
  • IL RA
    APPROVED
    Since 2023-11-14
  • TX RA
    APPROVED
    Since 2023-11-14

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Oak Brook IL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Oak Brook, IL
Other Businesses

1.Send Out Cards; Not Investment related; Greeting Cards; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 1; to share cards with people 2.*496229- Melaleuca; Investment related -No; Idaho Falls, Idaho; Wholesale/Distribution; Independent distributor(proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 5;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
S63 Uniform Securities Agent State Law Examination 2008-04-15
  • S66 Uniform Combined State Law Examination
    2023-11-14
  • S63 Uniform Securities Agent State Law Examination
    2008-04-15
Other Names
  • Victoria L Mcgathey
  • Victoria L Brackin

View on SEC IAPD

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