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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-14 |
| TX | RA | APPROVED | 2023-11-14 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 06/2009 | Present |
1.Send Out Cards; Not Investment related; Greeting Cards; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 1; to share cards with people 2.*496229- Melaleuca; Investment related -No; Idaho Falls, Idaho; Wholesale/Distribution; Independent distributor(proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 5;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-15 |
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