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David Lee Traff

Bisonwood Financial Management

Tyler, TX

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Current Employers
Bisonwood Financial Management

6760 Old Jacksonville Hwy Suite 105, Tyler, TX 75703 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2012-10-16
TX RA APPROVED 2006-02-23
  • LA RA
    APPROVED
    Since 2012-10-16
  • TX RA
    APPROVED
    Since 2006-02-23

Branch Locations

6760 Old Jacksonville Hwy Suite 105, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bisonwood Financial Management Tyler TX 01/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-22
S63 Uniform Securities Agent State Law Examination 1983-06-06
  • S65 Uniform Investment Adviser Law Examination
    2006-02-22
  • S63 Uniform Securities Agent State Law Examination
    1983-06-06

View on SEC IAPD

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LEGACY GROUP
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
ADVISOR RESOURCE COUNCIL

Other Investors

JOHN MARK ROGERS
ZACHARY ROSS SABOTA
ELIZABETH CLARK LYNN
MICHAEL A ALLEN SABOTA
ZACHARY FRED TALLY
MICHAEL WAYNE EVANS
ELIZABETH ANNE GETER
JOHN CALVIN OBERG

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TYLER, TX
EAGLE STRATEGIES LLC · TYLER, TX
LEGACY GROUP · TYLER, TX
MORGAN STANLEY · Tyler, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Tyler, TX
EDWARD JONES · TYLER, TX
J.P. MORGAN SECURITIES LLC · TYLER, TX
ADVISOR RESOURCE COUNCIL · Tyler, TX

More in Tyler, TX

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