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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-02-07
  • VA RA
    APPROVED
    Since 2013-02-07

Branch Locations

8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States

Fairfax, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Mclean VA 01/2013 Present
Mml Investors Services, Llc Mclean VA 01/2013 Present
Previous Registrations
Other Businesses

1)name:Frank Surette, inv rel:Y addr:8444 Westpark Dr Ste 900, McLean VA 22102, nature:life, health, group life, position:sales, start:1982, no hr/mo:1 no hr/mo dur trading:0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-10
S63 Uniform Securities Agent State Law Examination 1983-07-22
  • S65 Uniform Investment Adviser Law Examination
    1999-02-10
  • S63 Uniform Securities Agent State Law Examination
    1983-07-22
Designations
Other Names
  • Frank Robert Surette

View on SEC IAPD

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