Francis Robert Surette

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2013-02-07

VA RA
APPROVED

Since 2013-02-07

Branch Locations

8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States

Fairfax, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Mclean	VA	01/2013	Present
Mml Investors Services, Llc	Mclean	VA	01/2013	Present

01/2013 → Present

Massmutual Life Insurance Co

Mclean, VA
01/2013 → Present

Mml Investors Services, Llc

Mclean, VA

Previous Registrations

2011-10-28 → 2013-01-08

Eagle Strategies Llc

Reston, VA

Bethesda, MD
2001-06-14 → 2011-09-08

Mml Investors Services, Llc

Reston, VA

Reston, VA

Other Businesses

1)name:Frank Surette, inv rel:Y addr:8444 Westpark Dr Ste 900, McLean VA 22102, nature:life, health, group life, position:sales, start:1982, no hr/mo:1 no hr/mo dur trading:0.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-10
S63	Uniform Securities Agent State Law Examination	1983-07-22

S65 Uniform Investment Adviser Law Examination

1999-02-10
S63 Uniform Securities Agent State Law Examination

1983-07-22

Designations

Chartered Financial Consultant

Other Names

Frank Robert Surette

View on SEC IAPD