Laurean Sue Nardone

Employer firm

Shira Ridge Wealth Management CRD 117627

$366M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Shira Ridge Wealth Management

999 Fifth Avenue Suite 590, San Rafael, CA 94901 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-11-03
NY	RA	APPROVED	2025-10-31
OR	RA	APPROVED	2025-10-31
WA	RA	APPROVED	2025-10-31
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2022-03-11

NV RA
APPROVED

Since 2025-11-03
NY RA
APPROVED

Since 2025-10-31
OR RA
APPROVED

Since 2025-10-31
WA RA
APPROVED

Since 2025-10-31
CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2022-03-11

Branch Locations

100 Larkspur Landing Circle Suite #203, Larkspur, CA 94939 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shira Ridge Wealth Management	Larkspur	CA	06/2000	Present

06/2000 → Present

Shira Ridge Wealth Management

Larkspur, CA

Previous Registrations

2012-08-24 → 2015-05-21

Lpl Financial Llc

Larkspur, CA

Sacramento, CA

Larkspur, CA
2005-12-20 → 2012-08-24

Cetera Investment Advisers Llc

Larkspur, CA

San Rafael, CA

Other Businesses

(1) 08/23/2012: NON-VARIABLE INSURANCE - SHIRA RIDGE WEALTH MANAGEMENT - PROVIDING FIXED ANNUITIES, LIFE INSURANCE, AND LONG TERM CARE TO MY CLIENTS. - TIME SPENT 20% - LARKSPUR, CA. (2) 1/15/2013: REAL ESTATE RENTAL - I OWN ONE HOUSE WITH MY BROTHER WHICH WE RENT TO A FAMILY. - TIME SPENT 2% - SAN RAFAEL, CA (3) 1/15/2013: REGISTERED INVESTMENT ADVISOR - SHIRA RIDGE WEALTH MANAGEMENT - DEVELOPING FINANCIAL PLANS FOR MY CLIENTS. I RECEIVE UNRELATED COMPENSATION FROM A PRIOR EMPLOYMENT AGREEMENT WITH AN UNAFFILIATED INVESTMENT COMPANY "GENWORTH FINANCIAL". - LARKSPUR, CA. (4) 7/2017: Far Horizons (CA) - Board of Directors (Secretary) - Provides impersonal investment advice during meetings - 1% of Ms. Nardone's time is spent on this activity (no compensation), zero (0) hours spent during trading hours (5) 1/2023: The League of Women Voters Marin County- Board of Directors (Treasurer) - Provides impersonal investment advice during meetings - 1% of Ms. Nardone's time is spent on this activity (no compensation), zero (0) hours spent during trading hours (6) 7/2024: Marin Shakespeare Company, Inc. - Board of Directors (Treasurer) - Provides impersonal investment advice during meetings - 1% of Ms. Nardone's time is spent on this activity (no compensation), zero (0) hours spent during trading hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-01-26

S63 Uniform Securities Agent State Law Examination

1990-01-26

Designations

Certified Financial Planner

Other Names

Laurean Sue Auger
Laurean Sue Nardone-Auger
Laurie Nardone

View on SEC IAPD