Kelly Douglas Kane

Employer firm

Broadwing Capital Advisors, Inc. CRD 127513

$148M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Broadwing Capital Advisors, Inc.
  Mill Valley, CA

Previous Registrations

• 1999-12-22 → 2014-09-15
  Foothill Securities, Inc.
  Mill Valley, CA

Other Businesses

LA BALLENA MEXICO PARTNERS, LLC, NOT INVESTEMENT RELATED, INCLINE VILLAGE, NV, REAL ESTATE INVESTMENT, MEMBER OF ADVISORY BOARD AND LIMITED PARTNER, 2006, APPROXIMATELY 2 HOURS PER MONTH IS DEVOTED TO THIS BUSINESS, 0 DURING TRADING HOURS, DUTIES INCLUDE OFFERING BUSINESS RELATED ADVICE TO GENERAL PARTNERS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-04-07
• S65 Uniform Investment Adviser Law Examination
  1996-06-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant