Best Investors Account Sign in

Hershel Coleman Proffitt

LPl Financial LLC

Worthington, OH

Mansfield, OH

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-11-26
  • OH RA
    APPROVED
    Since 2019-11-26

Branch Locations

150 East Wilson Bridge Rd 232, Worthington, OH 43085 • United States

Mansfield, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 01/2010 11/2019
Lpl Financial Llc Worthington OH 11/2019 Present
  • 01/2010 → 11/2019
    H. Beck, Inc.
    Rockville, MD
  • 11/2019 → Present
    Lpl Financial Llc
    Worthington, OH
Previous Registrations
  • 2010-01-05 → 2019-12-23
    Grove Point Investments, Llc
    Worthington, OH
    Mansfield, OH
  • 2003-01-24 → 2009-12-31
    Fsc Securities Corporation
    Worthington, OH
    Worthington, OH
Other Businesses

1) 11/21/2019 - Real Estate Rentals - co-owner - inv rel - Mount Dora, FL - start: 11/2019

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-13
S63 Uniform Securities Agent State Law Examination 1986-01-03
  • S65 Uniform Investment Adviser Law Examination
    1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1986-01-03

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
KESTRA PRIVATE WEALTH SERVICES, LLC
TRICORD WEALTH ADVISORS
STERLING FINANCIAL GROUP LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

STEPHEN MICHAEL BERARDI
JASON MICHAEL HELTERBRIDLE
KEVIN ROBERT CLARK
BENJAMIN EARL OSBORNE
TIMOTHY TILTON
KAREN SUE COOKSTON
LYNN ANNE ZAG
JAIME LEE GOUBEAUX

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · WORTHINGTON, OH
THRIVENT INVESTMENT MANAGEMENT INC. · WORTHINGTON, OH
LPL FINANCIAL LLC · WORTHINGTON, OH
OSAIC WEALTH, INC. · WORTHINGTON, OH
EQUITABLE ADVISORS, LLC · WORTHINGTON, OH
KESTRA PRIVATE WEALTH SERVICES, LLC · Worthington, OH
THRIVENT INVESTMENT MANAGEMENT INC. · Worthington, OH
TRICORD WEALTH ADVISORS · WORTHINGTON, OH

More in Worthington, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor