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Joseph Francis Moretti

Osaic Wealth, Inc.

Cincinnati, OH

CRD 1129237

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-06
OH RA APPROVED 2024-06-14
  • KY RA
    APPROVED
    Since 2025-03-06
  • OH RA
    APPROVED
    Since 2024-06-14

Branch Locations

312 Walnut St. Suite 1600, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Cincinnati OH 01/2009 06/2024
Securities America Advisors, Inc. Lavista NE 01/2009 06/2024
Osaic Wealth, Inc. Cincinnati OH 06/2024 Present
  • 01/2009 → 06/2024
    Securities America, Inc.
    Cincinnati, OH
  • 01/2009 → 06/2024
    Securities America Advisors, Inc.
    Lavista, NE
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Cincinnati, OH
Previous Registrations
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Cincinnati, OH
  • 2002-09-23 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Cincinnati, OH
    Folsom, CA
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-17
  • S63 Uniform Securities Agent State Law Examination
    1995-05-17
Other Names
  • Joseph Francis Jr Moretti

View on SEC IAPD

Nearby Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

More in Cincinnati, OH

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