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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-09 |
| MA | RA | APPROVED | 2023-08-09 |
| NY | RA | APPROVED | 2021-04-26 |
| NJ | RA | APPROVED | 2019-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nel Equity Services Corporation | Boston | MA | 03/1982 | Present |
| Signator Investors, Inc. | Brooklyn | NY | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Brooklyn | NY | 11/2018 | Present |
1) TRUSTEE FOR THE TRUSTS FO IMMEDIATE FAMILY MEMBERS. 2) MRC FINANCIAL SERVICES POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/22/1988 ADDRESS: 1559 beaver hollow dr, toms river NJ 08755, United States DESCRIPTION: sell life insurance, disability insurance, LTC insurance, health insurance, and service my existing clients. 3) MRC WEALTH MANAGEMENT INC POSITION: president NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/03/2025 ADDRESS: 1559 beaver hollow d, toms river NJ 08755, United States DESCRIPTION: sell - fixed life, disability insurance, LTC, health insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-06 |
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