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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-09-28 |
| UT | RA | APPROVED | 2000-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 05/1998 | Present |
| Bank Of America, N.A. | Provo | UT | 09/2011 | Present |
I*1055340For profit or not for profit: Entity For ProfitName of outside business organization: HR Rasband Enterprises, LLCInvestment related: NAddress of business: Midway, UtahNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 11/1/2022Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , None I*4623334 Entity Type: N/A Name of OBA: J V R TTEE H R R TTEE U/A DTD 08/28/2009 Address: Midway, Utah, 84049 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/26/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-01 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-04 |
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