David Johnson Grookett

Current Employers

Employment History

• 01/1982 → Present
  United Services Life In Co
  Washington, DC
• 12/1981 → Present
  Indep. Insurance Agent
  Columbia, SC
• 09/2014 → 06/2021
  Voya Financial Advisors
  Columbia, SC
• 06/2021 → Present
  Cetera Wealth Services, Llc
  To El Segundo, CA
• 07/2021 → Present
  Milestone Wealth Advisors
  Columbia, SC
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-17 → 2021-06-09
  Voya Financial Advisors, Inc.
  Columbia, SC
  Greenville, SC
  Windsor, CT

Other Businesses

1. NAME OF ENTITY:NAIFA-SOUTH CAROLINA; No; PO BOX 1502; COLUMBIA; SC; 29202; NON-PROFIT ORGANIZATION; BOARD MEMBER; 1/6/2017; 4; 4; ATTEND MEETINGS AND PROVIDE INPUT. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 7715 CLAUDIA DR; COLUMBIA; SC; 29223; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/29/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: MILESTONE WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA; START DATE: 07/21/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE AND SERVICE OF SECURITIES, LIFE INSURANCE, AND FINANCIAL PLANNING; 4. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 3/2023; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-06
• S63 Uniform Securities Agent State Law Examination
  1983-08-09

Designations