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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-01
  • MD RA
    APPROVED
    Since 2025-05-01

Branch Locations

1301 York Rd Ste 303, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seth Hammer, Cpa Baltimore MD 07/1995 Present
Towson University Towson MD 09/1994 Present
H. Beck, Inc. Rockville MD 07/2006 03/2021
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Lutherville MD 05/2025 Present
  • 07/1995 → Present
    Seth Hammer, Cpa
    Baltimore, MD
  • 09/1994 → Present
    Towson University
    Towson, MD
  • 07/2006 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2025 → Present
    Lutherville, MD
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Lutherville, MD
    Rockville, MD
  • 2007-09-10 → 2021-04-01
    Grove Point Investments, Llc
    Lutherville, MD
    Rockville, MD
    Baltimore, MD
Other Businesses

1 - 05/2025 - The Tenet Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 2 Hours/Month - 2 Hours During Trading - At reported business location(s). 2 - 05/2025 - Seth Hammer, CPA - Tax Prep/Accounting/CPA - Inv Related - 5 Hours/Month - 2 Hours During Trading - Baltimore, MD - OBA Start Date: 02/01/1979. 3 - 05/2025 - Towson University - Teacher Paid by School or University - Not Inv Related - 160 Hours/Month - 80 Hours During Trading - Towson, MD - OBA Start Date: 08/16/1994. 4 - 05/2025 - The Tenet Financial Group - Non-Variable Insurance/Insurance Agency - Inv Related - 2 Hours/Month - 2 Hours During Trading - Lutherville, MD - OBA Start Date: 12/04/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-09
  • S66 Uniform Combined State Law Examination
    2007-08-09

View on SEC IAPD

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