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David William Manning

Stifel, Nicolaus & Company, Incorporated

Shrewsbury, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-09-04
TX RA APPROVED 2018-08-31
  • NJ RA
    APPROVED
    Since 2018-09-04
  • TX RA
    APPROVED
    Since 2018-08-31

Branch Locations

1040 Broad Street Suite 301, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morristown NJ 11/2016 07/2018
Stifel Nicolaus & Co Inc Shrewsbury NJ 08/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Morristown, NJ
  • 11/2016 → 07/2018
    Wells Fargo Clearing Services, Llc
    Morristown, NJ
  • 08/2018 → Present
    Stifel Nicolaus & Co Inc
    Shrewsbury, NJ
Previous Registrations
  • 2008-01-01 → 2018-09-06
    Wells Fargo Clearing Services, Llc
    Morristown, NJ
    Spring Lake, NJ
  • 2003-10-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Morristown, NJ
    St. Louis, MO
    Morristown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-11
S63 Uniform Securities Agent State Law Examination 1984-01-25
  • S65 Uniform Investment Adviser Law Examination
    2013-07-11
  • S63 Uniform Securities Agent State Law Examination
    1984-01-25

View on SEC IAPD

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Other Offices

PARK AVENUE SECURITIES LLC · SHREWSBURY, NJ
MORGAN STANLEY · Shrewsbury, NJ
SANCTUARY ADVISORS, LLC · SHREWSBURY, NJ
WORLD INVESTMENT ADVISORS, LLC · SHREWSBURY, NJ
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