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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-28
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2016-09-28
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Oak Brook IL 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Oak Brook, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

RENTAL PROPERTY: INVESTMENT RELATED; OWNER; 01/2007; 0 HOURS; WABASH AVE, CHICAGO IL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-03
S63 Uniform Securities Agent State Law Examination 1984-11-29
  • S65 Uniform Investment Adviser Law Examination
    1992-06-03
  • S63 Uniform Securities Agent State Law Examination
    1984-11-29

View on SEC IAPD

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