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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2013-10-15
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2013-10-15

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Port Washington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury NY 09/2013 11/2016
Wells Fargo Clearing Services, Llc Woodbury NY 11/2016 Present
Other Businesses

JNI GUYS 1, LLC; NOT INV RELATED, HICKSVILLE, NY, START: 10/19/2009;MEMBER;DUTIES: MAINTAIN 2 FAMILY HOME, COLLECT RENT; 0-1 HR/MONTH;3-5 HRS/DURING TRADING. JNI GUYS 2;INV RELATED: BETHPAGE, NY; BEGAN:7/15/10; LANDLORD; 5 DURING TRADING. REAL ESTATE - FARMINGDALE, NY; OWN 2 FAMILY HOUSE AND COLLECT RENT, DO REPAIRS ETC; 0 DURING BUSINESS HOURS; 12/2012 JNI GUYS 3 LLC, INV RELATED, FARMINGDALE, NY, START: 2/2013, 2 HOURS PER MONTH/0 DURING TRADING, RENTAL INCOME JNI GUYS 4 LLC, INV RELATED, EAST NORTHPORT, NY, 90.1% OWNER, START: 11/2014, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: RENTAL. JNI GUYS 5 LLC, INV RELATED, MELVILLE, NY, 91% OWNER, START: 9/1/2015, 2 HOURS PER MONTH/0 DURING TRADING. JNI GUYS 6, LLC, INV RELATED, PORT WASHINGTON, NY, START: 5/2016, 1 HOUR PER MONTH/0 DURING TRADING, FUNDING AND RENT COLLECTION. JNI GUYS 7, LLC; INV. RELATED; PORT WASHINGTON, NY; 90% OWNERSHIP; RENTAL PROPERTY; START DATE 11/1/2018; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: COLLECT RENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-13
S63 Uniform Securities Agent State Law Examination 1983-10-14
  • S65 Uniform Investment Adviser Law Examination
    1996-02-13
  • S63 Uniform Securities Agent State Law Examination
    1983-10-14

View on SEC IAPD

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