David Nelson Miller

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-09-06
MO	RA	APPROVED	2007-06-27

IL RA
APPROVED

Since 2023-09-06
MO RA
APPROVED

Since 2007-06-27

Branch Locations

One North Brentwood Blvd., St. Louis, MO 63105 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States

One N Brentwood Blvd,Ste 1400, St Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	St. Louis	MO	06/2006	Present

06/2006 → Present

Ubs Financial Services Inc.

St. Louis, MO

Other Businesses

1) Illinois High School Association / High school and younger athletics / 2715 McGraw Drive / Bloomington / Illinois / United States / 61704-6011 / ihsa.org / Umpire baseball and softball / Start date: 3/1/2022

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-07
S63	Uniform Securities Agent State Law Examination	1996-09-10

S65 Uniform Investment Adviser Law Examination

2007-04-07
S63 Uniform Securities Agent State Law Examination

1996-09-10

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews