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5770 Gateway Blvd Suite 102, Mason, OH 45040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
5770 Gateway Blvd Suite 102, Mason, OH 45040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Cincinnati | OH | 05/2009 | Present |
| Axecap Investments Llc | Cincinnati | OH | 05/2021 | Present |
SAINT THERESE HAASE, NOT INVESTMENT RELATED, CINCINNATI, OH, LEADER/TRUMPET PLAYER, START 5/24/2013, 6 HRS PER MONTH/0 DURING TRADING, PERFORMING BRASS QUINTET ORGANIZE BOOKINGS AND PERFORM AT CHURCHES & RETIREMENT HOMES. WILLIAM L. HAASE LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 12/1/2009, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PERSONAL ACCOUNT FOR MARKETING EXPENSES. MONTGOMERY FINANCIAL MANAGEMENT LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 6/1/2007, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE FOR OFFICE EXPENSES. 365 WEALTH MANAGEMENT GROUP LLC, INV RELATED, LICENSED INSURANCE AGENT, CINCINNATI, OH, 100% OWNERSHIP, START 11/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-16 |
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