William Lewis Haase

Employer firm

365 Wealth Management Group CRD 314674

$187M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Cincinnati, OH
• 05/2021 → Present
  Axecap Investments Llc
  Cincinnati, OH

Previous Registrations

• 2024-05-20 → 2025-12-31
  365 Wealth Management Group
  Mason, OH
• 2021-05-21 → 2023-12-31
  365 Wealth Management Group
  Mason, OH
  Cincinnati, OH
• 2007-10-23 → 2021-06-15
  Wells Fargo Advisors Financial Network, Llc
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Mason, OH
• 2003-07-01 → 2007-10-12
  Wells Fargo Clearing Services, Llc
  Cincinnati, OH
  Cincinnati, OH
• 1999-09-12 → 2003-07-01
  Prudential Equity Group, Llc
  Cincinnati, OH

Other Businesses

SAINT THERESE HAASE, NOT INVESTMENT RELATED, CINCINNATI, OH, LEADER/TRUMPET PLAYER, START 5/24/2013, 6 HRS PER MONTH/0 DURING TRADING, PERFORMING BRASS QUINTET ORGANIZE BOOKINGS AND PERFORM AT CHURCHES & RETIREMENT HOMES. WILLIAM L. HAASE LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 12/1/2009, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PERSONAL ACCOUNT FOR MARKETING EXPENSES. MONTGOMERY FINANCIAL MANAGEMENT LLC, INV RELATED, CINCINNATI, OH, 100% OWNERSHIP, START 6/1/2007, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE FOR OFFICE EXPENSES. 365 WEALTH MANAGEMENT GROUP LLC, INV RELATED, LICENSED INSURANCE AGENT, CINCINNATI, OH, 100% OWNERSHIP, START 11/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-13
• S63 Uniform Securities Agent State Law Examination
  1992-01-16