Best Investors Account Sign in

Thomas Alan Zirbes

Tlg Advisors, Inc.

Dewey Beach, DE

Summit, NJ

Claim This Profile
Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-24
  • CA RA
    APPROVED
    Since 2022-06-24

Branch Locations

13 Collins Street, Dewey Beach, DE 19971 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company Minneapoplis MN 11/1987 02/2019
Securian Financial Services, Inc. St. Paul MN 02/1988 02/2019
North Star Consultants, Inc St Paul MN 01/2001 02/2019
Cri Securities St Paul MN 02/2001 02/2019
Guardian Life Insurance Company San Ramon CA 03/2019 06/2022
Park Avenue Securities San Ramon CA 03/2019 06/2022
White Swan Dewey Beach DE 06/2022 Present
The Leaders Group Inc Littleton CO 06/2022 Present
  • 11/1987 → 02/2019
    Minnesota Life Insurance Company
    Minneapoplis, MN
  • 02/1988 → 02/2019
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2001 → 02/2019
    North Star Consultants, Inc
    St Paul, MN
  • 02/2001 → 02/2019
    Cri Securities
    St Paul, MN
  • 03/2019 → 06/2022
    Guardian Life Insurance Company
    San Ramon, CA
  • 03/2019 → 06/2022
    Park Avenue Securities
    San Ramon, CA
  • 06/2022 → Present
    White Swan
    Dewey Beach, DE
  • 06/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2019-03-08 → 2022-06-01
    Park Avenue Securities Llc
    San Diego, CA
  • 2003-09-10 → 2019-03-06
    Securian Financial Services, Inc.
    San Mateo, CA
    St. Paul, MN
    Minneapolis, MN
    St. Paul, MN
    St. Paul, MN
  • 2011-10-25 → 2019-03-06
    Cri Securities, Llc
    San Mateo, CA
    St. Paul, MN
    Minneapolis, MN
    St. Paul, MN
    St Paul, MN
Other Businesses

1.) WHITE SWAN - 6/1/2022 - 103 Granton Edge Lane, Summerville, SC 29486 - Head of Sales, Sales marketing life insurance, Not Invt Rel, Insurance business 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 6/23/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-30
S63 Uniform Securities Agent State Law Examination 1983-10-12
  • S65 Uniform Investment Adviser Law Examination
    1998-12-30
  • S63 Uniform Securities Agent State Law Examination
    1983-10-12
Other Names
  • Thomas Allan Zirbes
  • Thomas Allen Zirbes

View on SEC IAPD

Other Firms

BLUE ROCK FINANCIAL GROUP
FOUNDATION WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

TODD ASHLEY ROSELLE
Carter Alan McClung
JUSTIN CLARKE BENNITT
Christopher Allan Owens
BURWELL LORAN HUTCHINSON
KATY E CLEARY
BENJAMIN CARNEY BATEMAN
Christopher Wade Thompson

Other Offices

BLUE ROCK FINANCIAL GROUP · REHOBOTH BEACH, DE
FOUNDATION WEALTH MANAGEMENT, LLC · REHOBOTH BEACH, DE
LPL FINANCIAL LLC · REHOBOTH, DE
ARKADIOS WEALTH ADVISORS · Rehoboth Beach, DE
EDWARD JONES · REHOBOTH BEACH, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Rehoboth Beach, DE
LPL FINANCIAL LLC · REHOBOTH BEACH, DE
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · Rehoboth Beach, DE

More in Dewey Beach, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor