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37458 Oyster House Road, Rehoboth Beach, DE 19971 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-10-04 |
| DE | RA | APPROVED | 2018-09-26 |
Branch Locations
37458 Oyster House Road, Rehoboth Beach, DE 19971 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2012 | 09/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2012 | 09/2018 |
| Dravo Bay, Llc Dba Blue Rock Financial Group | Rehoboth Beach | DE | 09/2018 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 10/2018 | 12/2024 |
1) STATE OF DELAWARE INVESTMENT COMMITTEE. YES. LOCATED AT 820 NORTH FRENCH STREET WILMINGTON, DE 19801. TO RUN A SOUND RETIREMENT PLAN, 529 PLAN & ABLE FOR THE STATE OF DELAWARE. BOARD MEMBER. STARTED 6/18. 2 HRS/MO. 2 HRS/MO DURING TRADING. SIT ON THE COMMITTEE FOR THE STATE AND PROVIDE FEED BACK FOR THE STATES RETIREMENT PLAN, 529 PLAN & ABLE PLAN. 2)HIGHLAND CAPITAL BROKERAGE. YES. 2002 RENAISSANCE BLVD #220 KING OF PRUSSIA, PA 19406. INDEPENDENT INSURANCE AGENT FOR VARIOUS COMPANIES. STARTED 1/16. 3 HRS/MO. 3 HRS/MO DEVOTED DURING TRADING HOURS. RECEIVE INSURANCE QUOTES TO PROVIDE TO MY CLIENTS. 3) OYSTER HAUS, LLC. Not Investment Related. 37458 Oyster House Road, Rehoboth Beach DE. Real Estate Rental. Owner. Start 9/15/2022. 1 hour per month during trading. Manage the property for tenant. 4) Harmon Bay HOA Board; Not Investment Related; Harmon Bay Blvd, Rehoboth Beach DE; Home Owners Association; President; Start 8/2023; 5 hrs/mo; 0 during trading; Manage the operations and organization of the community affairs. Mostly related to grounds maintenance and pool maintenance. 5) Beach to Business, LLC; Not Investment Related; 66 Blackpool Rd, , Rehoboth Beach, DE. 19971-3511; Limousine offering for companies - airport trips and business trips; Owner; 8/15/2025; 2 hours per month; Issue invoices monthly
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-14 |
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