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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-05-05
  • DE RA
    APPROVED
    Since 2021-05-05

Branch Locations

323 Rehoboth Avenue Unit D, Rehoboth Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dorey And Bateman Llc Georgetown DE 07/2014 Present
Arkadios Capital Atlanta GA 05/2021 Present
Arkadios Wealth Atlanta GA 05/2021 Present
Lincoln Financial Advisors Corporation Rehoboth Beach DE 05/2020 05/2021
Bateman Enterprises Llc Lewes DE 04/2020 Present
  • 07/2014 → Present
    Dorey And Bateman Llc
    Georgetown, DE
  • 05/2021 → Present
    Arkadios Capital
    Atlanta, GA
  • 05/2021 → Present
    Arkadios Wealth
    Atlanta, GA
  • 05/2020 → 05/2021
    Lincoln Financial Advisors Corporation
    Rehoboth Beach, DE
  • 04/2020 → Present
    Bateman Enterprises Llc
    Lewes, DE
Previous Registrations
  • 2020-05-27 → 2021-05-11
    Osaic Fa, Inc.
    Rehoboth Beach, DE
    Cherry Hill, NJ
    Georgetown, DE
    Berwyn, PA
  • 2018-08-10 → 2020-01-21
    Georgetown, DE
    Lewes, DE
  • 2015-06-01 → 2018-07-31
    Farr Miller & Washington Llc
    Washington, DC
Other Businesses

1) BENJAMIN BATEMAN/ DOREY & BATEMAN BUSINESS SOLUTIONS LLC, 323 Rehoboth Avenue Unit D, REHOBOTH BEACH DE 19971, CATEGORY: TAX PREP, INVESTMENT RELATED: NO, TITLE: CO-OWNER, DUTIES: OFFERING TAX PREPARATION AND PEO SERVICES, START DATE: 11/15/2019, HOURS PER MONTH: 5, HOURS PER MONTH DURING TRADING HOURS: 5 2) BENJAMIN BATEMAN, 323 Rehoboth Avenue Unit D, REHOBOTH BEACH DE 19971, CATEGORY: INSURANCE, INVESTMENT RELATED: YES, TITLE: AGENT, DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE, START DATE: 11/15/2019, HOURS PER MONTH:5, HOURS PER MONTH DURING TRADING HOURS: 5 3) BATEMAN ENTERPRISES LLC, 30723 MOLLY B ROAD LEWES DE 19958, CATEGORY: HOME IMPROVEMENT, INVESTMENT RELATED: NO, TITLE: MEMBER, DUTIES: ACCOUNTING AND FINANCIAL OPERATIONS CONSULTING START DATE: 04/2020, HOURS PER MONTH: 3, HOURS PER MONTH DURING TRADING HOURS: 0 4) MIB1 LLC,Is Not Investment Related, W Side Dr, Rehoboth Beach, DE, 19971, United States, Real Estate, Member Manager, 12/1/2024, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Own and manage self-rental commercial condominium unit for wealth management operations.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-05-22
S65 Uniform Investment Adviser Law Examination 2015-03-18
  • S63 Uniform Securities Agent State Law Examination
    2020-05-22
  • S65 Uniform Investment Adviser Law Examination
    2015-03-18

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