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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-04-27 |
| TX | RA | APPROVED | 2009-06-08 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tucson | AZ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
(1) ASSOCIATION OF LATINO PROFESSIONALS IN FANANCE AND ACCOUNTING,LOS ANGELES, CA - PRESIDENT - TUCSON PROFESSIONAL CHAPTER-MORGAN STANLEY IS A NATIONAL SPONSOR. 08/2007 (2) InvestmentNews - new Diversity Advisory Board; Investment related: No; Newspaper targeting the investment industry; Advisory Board member (proprietor, partner, officer, director, employee, trustee, agent);Aug 2017; During business hours: 1; After business hours: 0; Initial duties would involve participating in a hour-long telephone call to share her insights into the advantages and the challenges of achieving a workplace that transends race, gender, and social and cultural background. * 449089 - MJM Rojas Properties, LLC; Investment related: Yes; Tucson, Arizona; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 2; Property Management *453697- MJM Rojas Properties, Inc; Investment related Yes; Tucson, Arizona; Real Estate; Member , manager (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 4; Property Management *512829 - MJS Rojas Properties LLC; Investment related: Yes; Tucson, Arizona; Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 2; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-25 |
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